David Alasdair Lewis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Third Platform Services Limited (no longer approved here)

    FRN 717915

    • SMF9 Chair of the Governing Body (4 Jul 2023 to 1 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (26 Jul 2021 to 4 Jul 2023)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • SMF22 Other Local Responsibility (7 Mar 2016 to 12 Jul 2021)
    • CF10a CASS Oversight function (31 Jul 2013 to 6 Mar 2016)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 12 Jul 2021)
    • CF10a CASS Oversight function (31 Jul 2013 to 6 Mar 2016)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF10a CASS Oversight function (1 Oct 2011 to 12 Jul 2013)
    • CF29 Significant management (1 Nov 2007 to 12 Jul 2013)
    • CF20 Significant Mgt (Settlements) (5 May 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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