Third Platform Services Limited

• Principal Place of Business

  8th Floor

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442071352870

  Web

  https://www.thirdfin.com

• Complaints Contact

  8th Floor

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442071352870

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Partington

  IRN IXP01101

  • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
  • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
  • CF10a CASS Oversight function (26 Aug 2016 to 8 Dec 2019)
  • CF1 Director (26 Aug 2016 to 8 Dec 2019)
  • CF28 Systems and controls (26 Aug 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Aug 2016 to 10 Jul 2018)
• Jack Wynn

  IRN JXW00200

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Julien Kerr

  IRN JXK07042

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
• Lee Christopher Haslam

  IRN LXH00437

  • [FCA CF] Client dealing (14 Feb 2023 to 26 May 2023)
• Martin Toole

  IRN MXT01933

  • CF29 Significant management (18 May 2016 to 5 Aug 2016)
  • CF10a CASS Oversight function (18 May 2016 to 5 Aug 2016)
  • CF11 Money Laundering Reporting (18 May 2016 to 5 Aug 2016)
  • CF28 Systems and controls (18 May 2016 to 5 Aug 2016)
• Matthew John Aylward

  IRN MJA01223

  • CF1 Director (18 May 2016 to 20 Nov 2016)
  • CF3 Chief Executive (18 May 2016 to 20 Nov 2016)
  • CF10 Compliance Oversight (18 May 2016 to 20 Nov 2016)
• Michael Gerard Collins

  IRN MGC01143

  • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Oct 2025)
  • CF1 Director (2 Jan 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
• Michael Robert Regan

  IRN MRR01080

  • Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2026)
  • [FCA CF] Manager of certification employee (26 Feb 2026 to 27 Feb 2026)
  • [FCA CF] Significant management (26 Feb 2026 to 27 Feb 2026)
  • SMF9 Chair of the Governing Body (5 Nov 2024 to 26 Feb 2026)
• Michael Scott

  IRN MXS20892

  • [FCA CF] CASS oversight function (since 13 Dec 2019)
  • SMF3 Executive Director (since 13 Dec 2019)
  • [FCA CF] Significant management (10 Feb 2026 to 11 Feb 2026)
• Peter Gordon John Docherty

  IRN PGD01076

  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 1 Oct 2025)

No changes recorded yet.