Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IBP Markets Limited (no longer approved here)

    FRN 520929

    • SMF3 Executive Director (21 May 2021 to 10 Nov 2021)
  • Third Platform Services Limited (no longer approved here)

    FRN 717915

    • CF1 Director (18 May 2016 to 20 Nov 2016)
    • CF10 Compliance Oversight (18 May 2016 to 20 Nov 2016)
    • CF3 Chief Executive (18 May 2016 to 20 Nov 2016)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF1 Director (11 Jun 2012 to 15 Feb 2013)
    • CF10a CASS Oversight function (17 Jan 2012 to 27 Feb 2014)
    • CF29 Significant management (17 Jan 2012 to 28 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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