Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (21 May 2021 to 10 Nov 2021)
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- CF1 Director (18 May 2016 to 20 Nov 2016)
- CF10 Compliance Oversight (18 May 2016 to 20 Nov 2016)
- CF3 Chief Executive (18 May 2016 to 20 Nov 2016)
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- CF1 Director (11 Jun 2012 to 15 Feb 2013)
- CF10a CASS Oversight function (17 Jan 2012 to 27 Feb 2014)
- CF29 Significant management (17 Jan 2012 to 28 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.