Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Third Platform Services Limited
FRN 717915
- Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2026)
- [FCA CF] Significant management (26 Feb 2026 to 27 Feb 2026)
- [FCA CF] Manager of certification employee (26 Feb 2026 to 27 Feb 2026)
- SMF9 Chair of the Governing Body (5 Nov 2024 to 26 Feb 2026)
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Curtis Banks Limited
FRN 492502
- [FCA CF] Manager of certification employee (since 17 Feb 2026)
- [FCA CF] Significant management (since 17 Feb 2026)
- SMF3 Executive Director (3 Jan 2024 to 17 Feb 2026)
- SMF1 Chief Executive (3 Jan 2024 to 17 Feb 2026)
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TALBOT AND MUIR LIMITED
FRN 776228
- [FCA CF] Significant management (since 17 Feb 2026)
- [FCA CF] Manager of certification employee (since 17 Feb 2026)
- SMF1 Chief Executive (1 Jan 2024 to 17 Feb 2026)
- SMF3 Executive Director (1 Jan 2024 to 17 Feb 2026)
- Responsible for Insurance Distribution (1 Jan 2024 to 17 Feb 2026)
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Suffolk Life Annuities Limited
FRN 110468
- SMF1 Chief Executive (since 8 Mar 2024)
- SMF7 Group Entity Senior Manager (8 Dec 2023 to 18 Mar 2024)
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Suffolk Life Pensions Limited
FRN 116298
- SMF1 Chief Executive (since 8 Mar 2024)
- SMF3 Executive Director (since 8 Mar 2024)
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The IPS Partnership Limited
FRN 115135
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
- SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
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James Hay WRAP Managers Limited
FRN 225574
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
- SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
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NUCLEUS FINANCIAL SERVICES LIMITED
FRN 456117
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
- SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
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JAMES HAY ADMINISTRATION COMPANY LIMITED
FRN 460698
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
- SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
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IPS Pensions Limited
FRN 461720
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
- SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
- SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.