Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Third Platform Services Limited (no longer approved here)

    FRN 717915

    • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF28 Systems and controls (26 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Aug 2016 to 10 Jul 2018)
    • CF1 Director (26 Aug 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (26 Aug 2016 to 8 Dec 2019)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF1 Director (26 Aug 2005 to 7 Apr 2006)
    • CF8 Apportionment and Oversight (26 Aug 2005 to 7 Apr 2006)
    • CF3 Chief Executive (26 Aug 2005 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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