Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2024)
- SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
- CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
- CF28 Systems and controls (26 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Aug 2016 to 10 Jul 2018)
- CF1 Director (26 Aug 2016 to 8 Dec 2019)
- CF10a CASS Oversight function (26 Aug 2016 to 8 Dec 2019)
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- CF1 Director (26 Aug 2005 to 7 Apr 2006)
- CF8 Apportionment and Oversight (26 Aug 2005 to 7 Apr 2006)
- CF3 Chief Executive (26 Aug 2005 to 7 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.