Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Jon Jacobs

  IRN AJJ01118

  • CF1 Director (26 Nov 2015 to 4 Mar 2016)
• Ashley John Hynam

  IRN AXH01761

  • [FCA CF] Significant management (since 4 Aug 2025)
• Caroline Anne Banks

  IRN CAB00019

  • CF1 Director (4 Jun 2009 to 15 Feb 2011)
• Cathryn Riley

  IRN CER01019

  • Director of firm who is not a certification employee or a SMF manager (since 26 Jul 2024)
• Christoph Paul Otto Woell

  IRN CXW00780

  • [FCA CF] Significant management (since 4 Aug 2025)
• Christopher Antony James Macdonald

  IRN CAM00015

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 May 2022)
  • CF2 Non Executive Director (14 Apr 2015 to 8 Dec 2019)
• Christopher Charles Banks

  IRN CCB00006

  • CF1 Director (4 Jun 2009 to 19 Dec 2017)
• Christopher Martyn Williams

  IRN CMW00024

  • [FCA CF] Significant management (5 Aug 2024 to 13 Aug 2025)
• Christopher Paul Hobson

  IRN CXH00815

  • [FCA CF] Significant management (since 8 Aug 2024)
• Ciara Ward-Jenkins

  IRN CXW00455

  • [FCA CF] Significant management (since 24 Sep 2025)

No changes recorded yet.