Curtis Banks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Suite B & CFirst FloorMilford House43 - 55, Milford StreetSalisburyWiltshireSP1 2BPUNITED KINGDOM- Phone
- +4403704147000
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Complaints Contact
153 Princes StreetIpswichSuffolkIP1 1QJUNITED KINGDOM- Phone
- +4403704147000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Clare Jane Bousfield
IRN CJB01252
- Director of firm who is not a certification employee or a SMF manager (9 Oct 2024 to 1 Jul 2025)
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Daniel James Cowland
IRN DJC01434
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
- CF1 Director (30 Oct 2019 to 8 Dec 2019)
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Elizabeth Jane Thorne
IRN EJT01054
- [FCA CF] Significant management (since 4 Aug 2025)
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Emma Louise Church
IRN EXC00379
- [FCA CF] Significant management (13 Aug 2024 to 31 Mar 2025)
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Emma Victoria Jowett-Ive
IRN EXJ00144
- [FCA CF] Significant management (5 Aug 2024 to 1 Aug 2025)
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Gemma Louise Millard
IRN GXM00210
- [FCA CF] Significant management (9 Dec 2019 to 5 Feb 2024)
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Gillian Batchelor
IRN GXB00690
- [FCA CF] Significant management (since 1 Oct 2025)
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Gordon Wilson
IRN GXW00200
- SMF9 Chair of the Governing Body (since 25 Nov 2025)
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Helen Josephine Wallace-Smith
IRN HXW00243
- [FCA CF] Significant management (13 Aug 2024 to 5 Sep 2025)
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Helen Wakeford
IRN HMW01034
- [FCA CF] Significant management (since 19 Jan 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.