Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh Male

  IRN HXM55022

  • [FCA CF] Significant management (6 Aug 2024 to 2 Dec 2025)
• Ian Charles Stone

  IRN ICS01058

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
  • CF1 Director (27 Nov 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2011 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2011 to 8 Dec 2019)
• JOHN BAKER

  IRN JXB03310

  • [FCA CF] Significant management (6 Aug 2024 to 1 Sep 2025)
• James Antony Keely

  IRN JXK00162

  • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
• James Robert Scott

  IRN JRS01284

  • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2021)
  • CF1 Director (3 Dec 2015 to 8 Dec 2019)
• Jane Ann Ridgley

  IRN JAR01236

  • SMF3 Executive Director (9 Dec 2019 to 1 May 2023)
  • CF1 Director (16 May 2018 to 8 Dec 2019)
• Jason Gardiner

  IRN JXG01005

  • [FCA CF] Significant management (since 9 Feb 2026)
• Jennifer Ann Woods

  IRN JXW01226

  • [FCA CF] Significant management (since 14 Mar 2025)
• Jennifer Helen Thorpe

  IRN JXT00535

  • [FCA CF] Significant management (since 20 May 2025)
  • [FCA CF] Manager of certification employee (since 20 May 2025)
• Jennifer O'Brien

  IRN JXO00091

  • [FCA CF] Significant management (24 Mar 2025 to 29 Oct 2025)

No changes recorded yet.