Ian Charles Stone

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liberate Wealth Solutions Limited (no longer approved here)

    FRN 722573

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2023 to 19 Dec 2025)
    • SMF16 Compliance Oversight (21 Nov 2023 to 19 Dec 2025)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • SMF4 Chief Risk (28 Mar 2022 to 30 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2021 to 30 Dec 2022)
    • [FCA CF] Significant management (1 Jul 2021 to 23 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 23 Dec 2021)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Feb 2021 to 12 Feb 2021)
    • SMF16 Compliance Oversight (5 Feb 2021 to 12 Feb 2021)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 8 Dec 2019)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2016 to 8 Dec 2019)
    • CF28 Systems and controls (7 Oct 2016 to 8 Dec 2019)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • CF1 Director (27 Nov 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2011 to 8 Dec 2019)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SMF16 Compliance Oversight (10 Dec 2018 to 12 Feb 2021)
    • SMF4 Chief Risk (10 Dec 2018 to 12 Feb 2021)
    • SMF3 Executive Director (10 Dec 2018 to 12 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 12 Feb 2021)
    • CF11 Money Laundering Reporting (5 Apr 2018 to 9 Dec 2018)
    • CF1 Director (27 Jun 2017 to 9 Dec 2018)
    • CF10 Compliance Oversight (7 Oct 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Oct 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.