Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 21 Apr 2026)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
    • SMF4 Chief Risk (14 Jun 2021 to 29 Jan 2024)
    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • SMF16 Compliance Oversight (14 Jun 2021 to 29 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2021 to 29 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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