Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanne Elizabeth Penny

  IRN JXP00452

  • [FCA CF] Significant management (since 8 Aug 2024)
• Judith Davidson

  IRN JXD02017

  • Director of firm who is not a certification employee or a SMF manager (26 Sep 2023 to 12 Jul 2024)
• Julie Mary Baxter

  IRN JXB00955

  • [FCA CF] Significant management (24 Sep 2025 to 27 Feb 2026)
• Kathryn Elizabeth Purves

  IRN KXP01420

  • Director of firm who is not a certification employee or a SMF manager (26 Sep 2023 to 30 Nov 2023)
• Kristian Luke Morgans

  IRN KLM01067

  • CF1 Director (1 Sep 2009 to 30 Mar 2017)
• Laura Lee Green

  IRN LXM37710

  • [FCA CF] Significant management (since 6 Aug 2024)
• Louis Jules Hydleman

  IRN LJH01153

  • CF2 Non Executive Director (17 Apr 2015 to 8 Dec 2019)
• Louis Petherick

  IRN LXP01287

  • SMF16 Compliance Oversight (since 1 Aug 2025)
• Michael Paul Lennon

  IRN MXL00787

  • [FCA CF] Significant management (since 29 Sep 2025)
• Michael Robert Regan

  IRN MRR01080

  • [FCA CF] Significant management (since 17 Feb 2026)
  • [FCA CF] Manager of certification employee (since 17 Feb 2026)
  • SMF1 Chief Executive (3 Jan 2024 to 17 Feb 2026)
  • SMF3 Executive Director (3 Jan 2024 to 17 Feb 2026)

No changes recorded yet.