Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Scott

  IRN MXS20892

  • [FCA CF] Significant management (since 10 Feb 2026)
• Michelle Margaret Davis

  IRN MXD55791

  • [FCA CF] Significant management (since 24 Sep 2025)
• Nicola Marie Presley

  IRN NMP01049

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
  • CF1 Director (17 Jun 2013 to 8 Dec 2019)
• Nigel Trevor Rodgers

  IRN NTR01013

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
  • CF1 Director (11 Jul 2017 to 8 Dec 2019)
• Paul Alan Keepin

  IRN PAK01106

  • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
  • CF1 Director (2 Jul 2013 to 8 Dec 2019)
• Paul James Bagley

  IRN PJB00168

  • [FCA CF] Significant management (since 6 Aug 2024)
• Paul James Tarran

  IRN PJT01057

  • CF1 Director (17 Dec 2012 to 10 Oct 2019)
• Peter Gordon John Docherty

  IRN PGD01076

  • [FCA CF] Manager of certification employee (since 20 May 2025)
  • [FCA CF] Significant management (since 20 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2024 to 29 Jul 2024)
  • SMF16 Compliance Oversight (1 Feb 2024 to 7 May 2025)
  • SMF3 Executive Director (20 Jun 2023 to 31 Dec 2023)
  • SMF1 Chief Executive (2 Mar 2023 to 31 Dec 2023)
• Rebecca Hardman

  IRN RXH00340

  • [FCA CF] Significant management (since 24 Sep 2025)
• Richard Alexander Collins

  IRN RAC01318

  • SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)

No changes recorded yet.