Richard Alexander Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The IPS Partnership Limited (no longer approved here)
FRN 115135
- SMF4 Chief Risk (9 Jun 2025 to 1 Aug 2025)
- SMF16 Compliance Oversight (9 Jun 2025 to 1 Aug 2025)
Suffolk Life Annuities Limited (no longer approved here)
FRN 110468
- SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
Suffolk Life Pensions Limited (no longer approved here)
FRN 116298
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
James Hay WRAP Managers Limited (no longer approved here)
FRN 225574
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
- SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 456117
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
- SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)
FRN 460698
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
- SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
IPS Pensions Limited (no longer approved here)
FRN 461720
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
- SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
Curtis Banks Limited (no longer approved here)
FRN 492502
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
TALBOT AND MUIR LIMITED (no longer approved here)
FRN 776228
- SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- SMF4 Chief Risk (9 Sep 2024 to 14 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.