Richard Alexander Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Connells Limited (no longer approved here)
FRN 302221
- SMF4 Chief Risk (9 Sep 2024 to 14 Nov 2024)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Material risk taker (25 Sep 2020 to 30 Jun 2022)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- [FCA CF] Material risk taker (25 Sep 2020 to 30 Jun 2022)
VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)
FRN 494699
- CF28 Systems and controls (30 Aug 2017 to 29 May 2019)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- CF28 Systems and controls (30 Aug 2017 to 29 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.