VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Christopher Gardner

    IRN AXG00573

    • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 20 Jun 2025)
  • Adrian Koyah Omar

    IRN AXO00092

    • [FCA CF] Functions requiring qualifications (28 Jan 2021 to 15 Oct 2021)
  • Ales Koutny

    IRN AXK03015

    • [FCA CF] Material risk taker (since 21 Feb 2023)
  • Alexandra Gotts

    IRN AXG02381

    • CF2 Non Executive Director (15 Dec 2015 to 8 Dec 2016)
    • CF1 Director (27 Feb 2015 to 15 Dec 2015)
    • CF29 Significant management (26 Sep 2014 to 27 Feb 2015)
  • Amanda Maria Brady

    IRN AXB02024

    • [FCA CF] Manager of certification employee (2 Oct 2023 to 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 12 Dec 2025)
    • [FCA CF] Significant management (2 Oct 2023 to 12 Dec 2025)
  • Andrew Colbert

    IRN AXC23226

    • SMF16 Compliance Oversight (18 Feb 2020 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2020 to 9 Mar 2023)
  • Andrew John Lewis

    IRN AJL01259

    • CF29 Significant management (1 Jun 2010 to 27 Jul 2016)
    • CF10 Compliance Oversight (1 Jun 2010 to 12 Sep 2014)
  • Antony Beal

    IRN AHB01080

    • [FCA CF] Material risk taker (4 Aug 2022 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (14 Dec 2021 to 1 Jun 2023)
    • [FCA CF] Significant management (14 Dec 2021 to 1 Jun 2023)
  • Arthur Dale Brooksbank

    IRN DAB01128

    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Asim Ali Akbar Balouch

    IRN AXB01326

    • [FCA CF] Material risk taker (1 Nov 2022 to 14 Dec 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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