Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Taula Capital Management (UK) LLP
FRN 1002451
- SMF27 Partner (since 24 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Aug 2024)
- SMF16 Compliance Oversight (since 6 Aug 2024)
- [FCA CF] Significant management (since 29 Apr 2024)
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- [FCA CF] Material risk taker (4 Aug 2022 to 1 Jun 2023)
- [FCA CF] Significant management (14 Dec 2021 to 1 Jun 2023)
- [FCA CF] Manager of certification employee (14 Dec 2021 to 1 Jun 2023)
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- [FCA CF] Material risk taker (4 Aug 2022 to 1 Jun 2023)
- [FCA CF] Manager of certification employee (14 Dec 2021 to 1 Jun 2023)
- [FCA CF] Significant management (14 Dec 2021 to 1 Jun 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
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- CF29 Significant management (7 May 2013 to 27 Nov 2013)
- CF30 Customer (15 Dec 2010 to 27 Nov 2013)
- CF10 Compliance Oversight (11 Jul 2007 to 14 Dec 2010)
- CF1 Director (11 Jul 2007 to 20 Jun 2008)
- CF11 Money Laundering Reporting (11 Jul 2007 to 14 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.