Andrew Colbert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Fund Managers Limited

    FRN 119298

    • [FCA CF] Manager of certification employee (since 13 Nov 2023)
    • [FCA CF] Material risk taker (since 13 Nov 2023)
    • [FCA CF] Significant management (since 13 Nov 2023)
  • Invesco Asset Management Limited

    FRN 122674

    • [FCA CF] Manager of certification employee (since 13 Nov 2023)
    • [FCA CF] Material risk taker (since 13 Nov 2023)
    • [FCA CF] Significant management (since 13 Nov 2023)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • SMF16 Compliance Oversight (18 Feb 2020 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2020 to 9 Mar 2023)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF16 Compliance Oversight (18 Feb 2020 to 14 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2020 to 9 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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