VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Axel Carl Christian Lomholt

    IRN AXL01140

    • CF29 Significant management (9 May 2013 to 11 May 2015)
  • Barbara Ann Stock

    IRN BAS01054

    • CF28 Systems and controls (3 May 2017 to 24 Oct 2018)
  • Barbara Gottardi

    IRN BXG00047

    • [FCA CF] Material risk taker (18 May 2021 to 12 Nov 2021)
    • [FCA CF] Significant management (11 Jan 2021 to 12 Nov 2021)
  • Benjamin Thomas Summers

    IRN BXS00394

    • [FCA CF] Manager of certification employee (since 10 Jun 2023)
    • [FCA CF] Significant management (since 10 Jun 2023)
    • [FCA CF] Material risk taker (since 10 Jun 2023)
  • Blair John Fanning

    IRN BXF00048

    • [FCA CF] Material risk taker (since 12 Oct 2021)
    • [FCA CF] Manager of certification employee (since 12 Oct 2021)
    • [FCA CF] Significant management (since 15 Jan 2021)
  • Brent Scott Beardsley

    IRN BXB00105

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 30 Jun 2023)
    • [FCA CF] Significant management (22 Apr 2021 to 30 Jun 2023)
    • [FCA CF] Material risk taker (22 Apr 2021 to 30 Jun 2023)
  • Caitriona McCrohan

    IRN CXM00345

    • [FCA CF] Significant management (21 Dec 2020 to 28 Mar 2024)
  • Cathy Irwin O'Leary

    IRN CXI00029

    • [FCA CF] Manager of certification employee (6 Dec 2021 to 16 Nov 2022)
    • [FCA CF] Functions requiring qualifications (6 Dec 2021 to 16 Nov 2022)
  • Charles John McGrane

    IRN CXM20008

    • [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2021)
    • CF29 Significant management (27 Nov 2019 to 8 Dec 2019)
  • Chloe Curtis

    IRN CXC00269

    • [FCA CF] Manager of certification employee (18 Dec 2021 to 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 8 Aug 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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