Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- SMF18 Other Overall Responsibility (since 1 Mar 2024)
- [FCA CF] Manager of certification employee (10 Jun 2023 to 29 Feb 2024)
- [FCA CF] Material risk taker (10 Jun 2023 to 29 Feb 2024)
- [FCA CF] Significant management (10 Jun 2023 to 29 Feb 2024)
-
VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 10 Jun 2023)
- [FCA CF] Significant management (since 10 Jun 2023)
- [FCA CF] Manager of certification employee (since 10 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.