Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2021)
    • CF29 Significant management (27 Nov 2019 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF24 Chief Operations (9 Dec 2019 to 19 Feb 2021)
    • CF29 Significant management (27 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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