VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Edward Wrazen

    IRN CXW07104

    • [FCA CF] Material risk taker (21 Dec 2020 to 25 Jun 2021)
  • Claire Aley

    IRN CXA46677

    • [FCA CF] Significant management (since 1 Dec 2025)
  • Clodagh Ni Shioradain

    IRN CXN00178

    • [FCA CF] Functions requiring qualifications (4 May 2023 to 6 Aug 2025)
  • Cynthia Lui

    IRN CXL01671

    • CF2 Non Executive Director (23 Jun 2016 to 18 Jul 2019)
  • Daniel Flynn Waters

    IRN DXW13476

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (11 Jul 2019 to 8 Dec 2019)
  • Daniel Thomas Turner

    IRN DXT00320

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] CASS oversight function (since 28 May 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2023)
  • Darren Suckamore

    IRN DXS00365

    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 4 Feb 2022)
  • David Jonathan Kelly

    IRN DXK00161

    • [FCA CF] Material risk taker (20 Aug 2021 to 25 Oct 2022)
    • [FCA CF] Significant management (20 Aug 2021 to 25 Oct 2022)
  • David Jonathan Luther Rist

    IRN DJR01314

    • CF11 Money Laundering Reporting (12 May 2014 to 9 Jun 2017)
  • David Neil Harris

    IRN DNH01034

    • CF30 Customer (9 Sep 2009 to 1 Feb 2011)
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Recent activity

Updates to this firm's record on the FCA register.

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