Claire Aley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED

    FRN 494699

    • [FCA CF] Significant management (since 1 Dec 2025)
  • VANGUARD ASSET MANAGEMENT, LTD.

    FRN 527839

    • SMF18 Other Overall Responsibility (since 1 Dec 2025)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Significant management (11 Feb 2025 to 9 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (11 Feb 2025 to 9 May 2025)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (5 Jul 2021 to 28 Nov 2023)
    • [FCA CF] Material risk taker (1 Apr 2020 to 9 May 2025)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • [PRA CF] Managing a material risk taker (1 Apr 2021 to 28 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 May 2025)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 17 May 2021)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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