VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Noel Alan Mathieson

    IRN DNM01061

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
    • SMF16 Compliance Oversight (since 7 Jul 2025)
  • David Plumstead

    IRN DXP01611

    • CF30 Customer (20 Jul 2009 to 1 Feb 2011)
  • Douglas Abbott

    IRN DXA00109

    • [FCA CF] Material risk taker (25 Jun 2024 to 14 Dec 2025)
  • Emily Charlotte Wray

    IRN EXW00090

    • [FCA CF] Functions requiring qualifications (25 Feb 2021 to 25 Apr 2025)
  • Frank Satterthwaite

    IRN FXS01046

    • CF2 Non Executive Director (23 Dec 2014 to 18 Jul 2019)
  • Gareth Terence Juul

    IRN GXJ00085

    • [FCA CF] Significant management (since 26 Apr 2021)
    • [FCA CF] Manager of certification employee (26 Apr 2021 to 1 Feb 2022)
  • Garym Evans

    IRN GXE00051

    • [FCA CF] Significant management (21 Dec 2020 to 30 Nov 2022)
  • Geoffrey Edward Parrish

    IRN GXP00330

    • [FCA CF] Significant management (since 19 Jan 2024)
    • [FCA CF] Manager of certification employee (since 19 Jan 2024)
    • [FCA CF] Material risk taker (since 19 Jan 2024)
  • Glyn Jason Walker Jones

    IRN GJJ01026

    • CF30 Customer (19 Jul 2010 to 3 Feb 2011)
  • Gorka Diaz de Orbe

    IRN GXD00309

    • [FCA CF] Manager of certification employee (4 May 2023 to 31 Jul 2025)
    • [FCA CF] Material risk taker (1 Nov 2022 to 31 Jul 2025)
    • [FCA CF] Significant management (1 Nov 2022 to 31 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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