David Noel Alan Mathieson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
- SMF16 Compliance Oversight (since 7 Jul 2025)
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
- SMF16 Compliance Oversight (since 7 Jul 2025)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- SMF16 Compliance Oversight (17 Feb 2021 to 9 Jun 2025)
- SMF3 Executive Director (17 Feb 2021 to 9 Jun 2025)
State Street Trustees Limited (no longer approved here)
FRN 186237
- SMF16 Compliance Oversight (17 Feb 2021 to 9 Jun 2025)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- SMF16 Compliance Oversight (17 Feb 2021 to 9 Jun 2025)
Bank of Ireland (UK) Plc (no longer approved here)
FRN 512956
- SMF16 Compliance Oversight (21 May 2018 to 21 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.