State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Adam Marc Chodosh

  IRN AXC01089

  • [FCA CF] Client dealing (since 6 Jun 2023)
• Adam Tyrrell

  IRN AXT00169

  • SMF1 Chief Executive (9 Feb 2021 to 31 Dec 2025)
  • SMF3 Executive Director (9 Feb 2021 to 31 Dec 2025)
  • SMF24 Chief Operations (9 Feb 2021 to 4 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
  • CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
• Akbar Sheriff

  IRN AXS04785

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2020)
• Alan, James Robertson

  IRN AJR01370

  • CF3 Chief Executive (16 Sep 2011 to 1 Aug 2014)
  • CF1 Director (16 Sep 2011 to 1 Aug 2014)
• Andrew Otto Stevenson

  IRN AXS00103

  • SMF4 Chief Risk (1 Sep 2022 to 1 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Anna-Marie Jupp

  IRN AXJ00040

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Antony David Clinton Lowther

  IRN ADL01073

  • CF11 Money Laundering Reporting (3 Mar 2016 to 10 Jan 2017)
  • CF10 Compliance Oversight (15 Sep 2014 to 16 May 2017)
• Anuja Verma

  IRN AXV00217

  • SMF4 Chief Risk (since 2 Sep 2024)
• Barbara Diette

  IRN BXD01549

  • SMF4 Chief Risk (22 Mar 2024 to 30 Sep 2024)
  • CF28 Systems and controls (4 Apr 2017 to 8 Dec 2019)
• Barry David Muir

  IRN BDM01034

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Mar 2021)

No changes recorded yet.