State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Ben Anthony Johnson

  IRN BXJ00021

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Benjamin Alan Pearson

  IRN BXP15004

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Brian Steven Allis

  IRN BSA01008

  • [FCA CF] Client dealing (1 Feb 2022 to 21 Jul 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2021)
  • SMF24 Chief Operations (9 Dec 2019 to 9 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2021)
  • CF3 Chief Executive (25 Jan 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (25 Jan 2019 to 8 Dec 2019)
  • CF1 Director (17 Sep 2014 to 8 Dec 2019)
• Caitriona Donnelly-Bryce

  IRN CXD91305

  • [FCA CF] Client dealing (1 Feb 2022 to 20 Aug 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2022 to 20 Aug 2025)
• Christian Bongiovanni

  IRN CXB00475

  • [FCA CF] Client dealing (since 18 Dec 2024)
  • [FCA CF] Material risk taker (since 18 Dec 2024)
• Christine Moran

  IRN CTM01025

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Christopher Nixon

  IRN CXN01144

  • [FCA CF] Client dealing (since 26 Apr 2022)
• Coralie Poumel

  IRN CAP01072

  • [FCA CF] Significant management (24 Dec 2019 to 19 Nov 2020)
• Cuan Coulter

  IRN CXC01919

  • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
  • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
• Daniel Clein

  IRN DXC88241

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)

No changes recorded yet.