Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF7 Group Entity Senior Manager (31 Oct 2025 to 1 Apr 2026)
- [FCA CF] Manager of certification employee (22 Jan 2025 to 31 Oct 2025)
- [FCA CF] Material risk taker (21 Nov 2024 to 31 Oct 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (11 Jun 2020 to 29 Jul 2024)
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
-
- SMF1 Chief Executive (9 Dec 2019 to 20 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 20 May 2021)
- CF1 Director (20 Oct 2017 to 8 Dec 2019)
- CF3 Chief Executive (20 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
-
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 18 Mar 2020)
- SIMF7 Group Entity Senior Insurance Manager Function (9 Apr 2018 to 9 Dec 2018)
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
-
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
-
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
-
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
-
- CF10 Compliance Oversight (18 Feb 2013 to 1 May 2014)
- CF11 Money Laundering Reporting (18 Feb 2013 to 1 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.