Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF7 Group Entity Senior Manager (31 Oct 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (22 Jan 2025 to 31 Oct 2025)
    • [FCA CF] Material risk taker (21 Nov 2024 to 31 Oct 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (11 Jun 2020 to 29 Jul 2024)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • SMF1 Chief Executive (9 Dec 2019 to 20 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 20 May 2021)
    • CF1 Director (20 Oct 2017 to 8 Dec 2019)
    • CF3 Chief Executive (20 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 18 Mar 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (9 Apr 2018 to 9 Dec 2018)
    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
  • Apex Group Fiduciary Services (UK) Limited (no longer approved here)

    FRN 448301

    • CF10 Compliance Oversight (18 Feb 2013 to 1 May 2014)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.