STATE STREET UNIT TRUST MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alex Joseph Castle
IRN AXC01495
- SMF1 Chief Executive (9 Dec 2019 to 20 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 3 Jan 2023)
- CF3 Chief Executive (21 Mar 2014 to 8 Dec 2019)
- CF1 Director (15 Aug 2012 to 8 Dec 2019)
Andrew David Graystone
IRN ADG01098
- CF13 Finance (3 Jan 2007 to 5 Feb 2007)
Andrew Peregrine Philip Soper
IRN APS01066
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
Antony David Clinton Lowther
IRN ADL01073
- CF11 Money Laundering Reporting (3 Mar 2016 to 10 Jan 2017)
- CF10 Compliance Oversight (15 Sep 2014 to 16 May 2017)
Barbara Healy
IRN BXH00438
- Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2026)
Barrie Graham Davey
IRN BGD01007
- CF10 Compliance Oversight (6 Apr 2010 to 18 Mar 2011)
- CF11 Money Laundering Reporting (6 Apr 2010 to 18 Mar 2011)
Christopher Michael Peacock
IRN CMP01110
- CF11 Money Laundering Reporting (28 Jul 2007 to 25 Jan 2010)
- CF10 Compliance Oversight (28 Jul 2007 to 25 Jan 2010)
Claudia Zelena Emmanuel
IRN CXE01151
- CF1 Director (7 Mar 2005 to 19 Dec 2008)
Colin Fernandes
IRN CXF00251
- SMF3 Executive Director (3 Jan 2023 to 2 Jan 2026)
Cuan Coulter
IRN CXC01919
- CF11 Money Laundering Reporting (18 Feb 2013 to 2 Jun 2014)
- CF10 Compliance Oversight (18 Feb 2013 to 15 Sep 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.