Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- SMF4 Chief Risk (since 9 Dec 2019)
- SMF10 Chair of the Risk Committee (4 May 2020 to 24 May 2021)
- CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 16 Sep 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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STATE STREET UNIT TRUST MANAGEMENT LIMITED
FRN 154639
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
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MANAGED PENSION FUNDS LIMITED
FRN 221340
- SMF4 Chief Risk (since 10 Dec 2018)
- SIMF4 Chief Risk Function (13 Apr 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
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