Alex Joseph Castle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • SMF1 Chief Executive (20 May 2021 to 30 Sep 2025)
    • SMF24 Chief Operations (9 Dec 2019 to 30 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2025)
    • Responsible for Insurance Mediation (14 Nov 2016 to 30 Sep 2018)
    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
    • CF29 Significant management (27 May 2009 to 18 Feb 2013)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • SMF3 Executive Director (9 Dec 2019 to 3 Jan 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 20 May 2021)
    • CF3 Chief Executive (21 Mar 2014 to 8 Dec 2019)
    • CF1 Director (15 Aug 2012 to 8 Dec 2019)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • SMF3 Executive Director (14 Mar 2019 to 3 Jan 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 25 May 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (21 Mar 2014 to 6 Mar 2016)
    • CF1 Director (15 Nov 2012 to 9 Dec 2018)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF17 Significant Mgt (Other Business Operations) (14 Oct 2003 to 24 Apr 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 24 Apr 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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