Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 15 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2019 to 8 Dec 2019)
  • Affiliated Managers Group Limited (no longer approved here)

    FRN 506689

    • CF10 Compliance Oversight (11 Apr 2011 to 27 Jul 2012)
    • CF11 Money Laundering Reporting (11 Apr 2011 to 27 Jul 2012)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF11 Money Laundering Reporting (6 Apr 2010 to 18 Mar 2011)
    • CF10 Compliance Oversight (6 Apr 2010 to 18 Mar 2011)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • CF11 Money Laundering Reporting (6 Apr 2010 to 18 Mar 2011)
    • CF10 Compliance Oversight (6 Apr 2010 to 18 Mar 2011)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • CF11 Money Laundering Reporting (6 Apr 2010 to 18 Mar 2011)
    • CF10 Compliance Oversight (6 Apr 2010 to 18 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.