Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (14 Mar 2012 to 2 Apr 2012)
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- CF10 Compliance Oversight (14 Mar 2012 to 5 Nov 2013)
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- CF10 Compliance Oversight (14 Mar 2012 to 21 Oct 2015)
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- CF10 Compliance Oversight (14 Mar 2012 to 21 Oct 2015)
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- CF1 Director (25 Jan 2010 to 31 Jan 2011)
- CF10 Compliance Oversight (28 Jul 2007 to 31 Jan 2011)
- CF11 Money Laundering Reporting (28 Jul 2007 to 25 Jan 2010)
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- CF10 Compliance Oversight (28 Jul 2007 to 25 Jan 2010)
- CF11 Money Laundering Reporting (28 Jul 2007 to 25 Jan 2010)
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- CF10 Compliance Oversight (28 Jul 2007 to 25 Jan 2010)
- CF11 Money Laundering Reporting (28 Jul 2007 to 25 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.