Apex Group Fiduciary Services (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor140 Aldersgate StreetLondonEC1A 4HYUNITED KINGDOM- Phone
- +442036975353
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Complaints Contact
4th Floor, 140 Aldersgate StreetLondonEC1A 4HYUNITED KINGDOM- Phone
- +442036975353
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Peter Grimsley
IRN APG01119
- CF30 Customer (since 27 Jan 2026)
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Adrian Peter Rudwick Brown
IRN APB01161
- CF30 Customer (since 30 Sep 2024)
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Ainun Binti Ayub
IRN ABA01022
- CF30 Customer (8 Dec 2008 to 10 Aug 2011)
- CF1 Director (19 Aug 2008 to 10 Aug 2011)
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Andrew Morgan Jubb
IRN AMJ01104
- CF1 Director (11 Jan 2010 to 30 Apr 2010)
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Andrew Shrimpton
IRN AXS03746
- CF10 Compliance Oversight (6 Oct 2016 to 22 Mar 2018)
- CF11 Money Laundering Reporting (6 Oct 2016 to 22 Mar 2018)
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Anita Bhatia
IRN AXB02153
- CF30 Customer (23 Sep 2025 to 20 Feb 2026)
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Anthony John Fletcher
IRN AJF01066
- CF30 Customer (since 23 Sep 2024)
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Ashley Philip Goldblatt
IRN APG01032
- CF30 Customer (since 1 Apr 2026)
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Barry David Muir
IRN BDM01034
- CF2 Non Executive Director (13 Sep 2011 to 1 May 2014)
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Beejadhursingh Surnam
IRN BXS02258
- SMF3 Executive Director (9 Dec 2019 to 9 Jun 2021)
- CF1 Director (30 Nov 2017 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Apex Investment Advisers Limited
FRN 539747 · Appointed 30 May 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.