Andrew Shrimpton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G10 Capital Limited

    FRN 648953

    • [FCA CF] Material risk taker (since 25 Apr 2025)
    • [FCA CF] Client dealing (since 14 Mar 2023)
    • SMF3 Executive Director (since 13 May 2021)
    • SMF9 Chair of the Governing Body (15 Mar 2022 to 11 Oct 2024)
  • Sapia Partners LLP

    FRN 550103

    • [FCA CF] Client dealing (since 14 Mar 2023)
    • [FCA CF] Material risk taker (since 14 Mar 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (15 Mar 2022 to 11 Oct 2024)
    • SMF16 Compliance Oversight (15 Jul 2020 to 6 May 2022)
    • CF4 Partner (6 Sep 2019 to 8 Dec 2019)
  • Apex Group Fiduciary Services (UK) Limited (no longer approved here)

    FRN 448301

    • CF11 Money Laundering Reporting (6 Oct 2016 to 22 Mar 2018)
    • CF10 Compliance Oversight (6 Oct 2016 to 22 Mar 2018)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (26 Jan 2015 to 5 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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