Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Bank and Trust Company
FRN 170462
- SMF3 Executive Director (since 8 Jun 2020)
- SMF22 Other Local Responsibility (17 Jul 2018 to 8 Jun 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 10 Oct 2013)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Mar 2021)
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- [FCA CF] Material risk taker (9 Dec 2019 to 9 Nov 2022)
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- CF2 Non Executive Director (13 Sep 2011 to 1 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.