Apex Group Fiduciary Services (UK) Limited

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FRN: 448301
Date authorised: 11 May 2006
Companies House: 05666576
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

Web

https://www.apexgroup.com
Complaints Contact

4th Floor, 140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Benjamin George Edward Lucas
IRN BXL00235
- [FCA CF] Client dealing (15 Oct 2024 to 28 Aug 2025)
Benjamin Roland Mardon
IRN BRM01035
- CF1 Director (24 Oct 2013 to 1 May 2014)
- CF30 Customer (24 Oct 2013 to 1 May 2014)
- CF3 Chief Executive (24 Oct 2013 to 1 May 2014)
Bruce McGlogan
IRN BXM01224
- CF1 Director (27 Sep 2007 to 4 Apr 2008)
Caroline Patricia Hart
IRN CPH01083
- CF11 Money Laundering Reporting (1 Oct 2007 to 22 Sep 2010)
- CF10 Compliance Oversight (1 Jun 2006 to 22 Sep 2010)
Christopher Michael Warnes
IRN CXW10692
- SMF1 Chief Executive (5 Feb 2020 to 10 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 10 Aug 2023)
- CF1 Director (6 Feb 2019 to 12 Apr 2019)
Coral Suzanne Bidel
IRN CXB10380
- SMF3 Executive Director (9 Dec 2019 to 10 Aug 2023)
- CF1 Director (7 Oct 2019 to 8 Dec 2019)
Cuan Coulter
IRN CXC01919
- CF10 Compliance Oversight (18 Feb 2013 to 1 May 2014)
- CF11 Money Laundering Reporting (18 Feb 2013 to 1 May 2014)
David Alfons Maria Prosper Suetens
IRN DAS01287
- CF28 Systems and controls (9 Nov 2012 to 1 May 2014)
Dean Michael Godwin
IRN DMG01116
- CF30 Customer (29 May 2014 to 22 Dec 2016)
- CF1 Director (26 Aug 2008 to 18 Nov 2009)
Heidi Alison Lawlor
IRN HAL01024
- CF10 Compliance Oversight (11 May 2006 to 1 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Apex Investment Advisers Limited
FRN 539747 · Appointed 30 May 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.