Christopher Michael Warnes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WAY Fund Managers Limited (no longer approved here)
FRN 194147
- CF1 Director (AR) (2 Feb 2023 to 3 Mar 2023)
Apex Group Fiduciary Services (UK) Limited (no longer approved here)
FRN 448301
- SMF1 Chief Executive (5 Feb 2020 to 10 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 10 Aug 2023)
- CF1 Director (6 Feb 2019 to 12 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.