Date authorised
1 April 2013
Companies House
04011838
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cedar House
    3 Cedar Park
    Cobham Road
    Wimborne
    Dorset
    BH21 7SB
    UNITED KINGDOM
    Phone
    +441202855856
  • Complaints Contact

    Cedar House
    3 Cedar Park
    Cobham Road
    Wimborne
    Dorset
    BH21 7SB
    UNITED KINGDOM
    Phone
    +441202855856

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abhinav Kumar Shah

    IRN AKS01049

    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2021)
  • Adam Charles Cran

    IRN AXC00528

    • [FCA CF] Significant management (26 Feb 2021 to 8 Mar 2022)
    • [FCA CF] Functions requiring qualifications (26 Feb 2021 to 8 Mar 2022)
  • Adekoya Ogunnowo

    IRN AXO01645

    • SMF3 Executive Director (17 Feb 2020 to 28 Jan 2022)
    • CF10a CASS Oversight function (16 Apr 2018 to 8 Dec 2019)
  • Alison Jane Dean

    IRN AJD01138

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • SMF1 Chief Executive (since 18 Sep 2025)
    • SMF3 Executive Director (since 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2023)
  • Andrew Keith Stevens

    IRN AKS01081

    • CF1 Director (1 Feb 2009 to 5 Oct 2012)
    • CF10 Compliance Oversight (11 Sep 2006 to 5 Oct 2012)
    • CF11 Money Laundering Reporting (11 Sep 2006 to 5 Oct 2012)
  • Andrew Stefan Wawrzyniak

    IRN ASW01143

    • CF10a CASS Oversight function (9 Mar 2016 to 26 Jan 2018)
  • Brian Keith Viney

    IRN BKV01004

    • SMF16 Compliance Oversight (since 13 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2022)
  • Charles Martin Garthwaite

    IRN CMG01073

    • CF1 Director (9 Oct 2014 to 27 Feb 2015)
    • CF3 Chief Executive (9 Oct 2014 to 27 Feb 2015)
  • Christopher Michael Warnes

    IRN CXW10692

    • CF1 Director (AR) (2 Feb 2023 to 3 Mar 2023)
  • Christopher Oliver

    IRN CXO01319

    • SMF16 Compliance Oversight (27 Jun 2022 to 30 Sep 2025)
    • SMF3 Executive Director (27 Jun 2022 to 1 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jun 2022)
    • CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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