Abhinav Kumar Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAY Fund Managers Limited

    FRN 194147

    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (9 Jan 2002 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.