WAY Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Nicholas Boothman
IRN CNB01029
- SMF9 Chair of the Governing Body (4 Mar 2020 to 9 Mar 2020)
David Arthur Kane
IRN DAK01041
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
David Pook
IRN DXP01187
- CF1 Director (1 Dec 2001 to 30 Sep 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 22 Jun 2009)
Edward Patrick O'Gorman
IRN EPO01008
- CF1 Director (16 Mar 2011 to 1 Jul 2014)
Gabrielle Julia Frances Knights
IRN GJH01130
- CF30 Customer (5 Jan 2012 to 30 Nov 2012)
Iain Paul Wallace
IRN IPW01012
- CF2 Non Executive Director (16 Mar 2011 to 7 Aug 2012)
Ian Guy Hobday
IRN IGH01033
- CF1 Director (AR) (27 Apr 2018 to 31 May 2019)
- CF1 Director (19 Jan 2017 to 31 May 2019)
- CF3 Chief Executive (19 Jan 2017 to 31 May 2019)
James Fletcher
IRN JXF00263
- Appointed representative dealing with clients for which they require qualification (24 Mar 2021 to 3 Mar 2023)
James Gardner
IRN JXG02033
- CF3 Chief Executive (15 Jun 2015 to 25 Nov 2016)
- CF11 Money Laundering Reporting (29 Sep 2014 to 28 Nov 2014)
- CF1 Director (23 May 2014 to 25 Nov 2016)
Jason Kevin Britton
IRN JKB01053
- CF30 Customer (10 Jan 2012 to 3 Mar 2014)

Smaller firms operating under this firm's FCA authorisation.

Investor Administration Solutions Ltd (no longer appointed)
FRN 755478 · Appointed 9 Aug 2016 · Until 3 Mar 2023
Way Investment Services Ltd (no longer appointed)
FRN 195275 · Appointed 21 Nov 2000 · Until 22 Aug 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.