Edward Patrick O'Gorman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investment and Tax Advisory Services Limited (no longer approved here)
FRN 209529
- CF10 Compliance Oversight (21 Mar 2013 to 18 Jun 2014)
- CF11 Money Laundering Reporting (21 Mar 2013 to 18 Jun 2014)
- Responsible for Insurance Mediation (21 Mar 2013 to 24 Apr 2014)
- CF1 Director (25 Jan 2012 to 17 Jun 2016)
Platform One Limited (no longer approved here)
FRN 542059
- CF2 Non Executive Director (22 Feb 2013 to 17 Mar 2016)
WAY Fund Managers Limited (no longer approved here)
FRN 194147
- CF1 Director (16 Mar 2011 to 1 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.