Platform One Limited

• Principal Place of Business

  Arena Business Centre

  9 Nimrod Way

  Wimborne

  Dorset

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4403453665445

  Web

  https://www.platform1online.com

• Complaints Contact

  Arena Business Centre

  9 Nimrod Way

  Wimborne

  Dorset

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4403453665445

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

  Show 1 limitation Hide limitations

  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Cowan-Sanluis

  IRN AXC07280

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (22 Jul 2019 to 8 Dec 2019)
  • CF1 Director (15 Mar 2019 to 8 Dec 2019)
• Ann Godfrey

  IRN AXG00821

  • [FCA CF] CASS oversight function (1 Nov 2023 to 2 Jul 2024)
• Charles Gervase Rundle Cary-Elwes

  IRN CGC01057

  • CF2 Non Executive Director (5 Jul 2011 to 11 Jun 2014)
• Christian Marc Hutsal

  IRN CXD01130

  • [FCA CF] Client dealing (since 23 Oct 2023)
  • [FCA CF] Significant management (since 23 Oct 2023)
• Christopher Brian Murphy

  IRN CBM01017

  • SMF3 Executive Director (22 Jan 2021 to 1 May 2025)
• Christopher Slee

  IRN CXS02067

  • CF10a CASS Oversight function (21 Jul 2014 to 14 Mar 2016)
  • CF11 Money Laundering Reporting (10 Jul 2014 to 14 Mar 2016)
  • CF10 Compliance Oversight (10 Jul 2014 to 14 Mar 2016)
• Clive Nicholas Boothman

  IRN CNB01029

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Apr 2016 to 8 Dec 2019)
• Courtney Lauren Greentree

  IRN CXG00223

  • [FCA CF] CASS oversight function (31 Mar 2021 to 18 Jan 2023)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 18 Jan 2023)
  • [FCA CF] Significant management (31 Mar 2021 to 30 Dec 2024)
• Darren James Lucas Wilcox

  IRN DXW00162

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Mar 2021)
• David Anthony Cassettari

  IRN DAC01309

  • [FCA CF] Significant management (since 31 Mar 2021)

No changes recorded yet.