Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Apr 2017 to 8 Dec 2019)
  • EGR WEALTH LIMITED (no longer approved here)

    FRN 537582

    • CF30 Customer (11 Mar 2015 to 6 Nov 2015)
  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • CF30 Customer (16 Jan 2012 to 3 Mar 2014)
  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF30 Customer (10 Jan 2012 to 3 Mar 2014)
  • T. Bailey Asset Management Limited (no longer approved here)

    FRN 190291

    • CF3 Chief Executive (1 Dec 2007 to 14 Jul 2009)
    • CF29 Significant management (1 Nov 2007 to 14 Jul 2009)
    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2011)
    • CF1 Director (20 May 2005 to 28 Mar 2011)
    • CF20 Significant Mgt (Settlements) (20 May 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)
    • CF27 Investment Management (4 Nov 2003 to 31 Oct 2007)
    • CF13 Finance (15 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.