Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIRST RESPONSE FINANCE LIMITED
FRN 309356
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (11 Mar 2015 to 6 Nov 2015)
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- CF30 Customer (16 Jan 2012 to 3 Mar 2014)
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- CF30 Customer (10 Jan 2012 to 3 Mar 2014)
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- CF3 Chief Executive (1 Dec 2007 to 14 Jul 2009)
- CF29 Significant management (1 Nov 2007 to 14 Jul 2009)
- CF28 Systems and controls (1 Nov 2007 to 14 Jul 2009)
- CF30 Customer (1 Nov 2007 to 28 Mar 2011)
- CF1 Director (20 May 2005 to 28 Mar 2011)
- CF20 Significant Mgt (Settlements) (20 May 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)
- CF27 Investment Management (4 Nov 2003 to 31 Oct 2007)
- CF13 Finance (15 Nov 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.