David Arthur Kane

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WAY Fund Managers Limited
FRN 194147
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF1 Director (19 Feb 2014 to 23 Dec 2015)
- CF29 Significant management (20 Jul 2011 to 21 Aug 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF29 Significant management (1 Nov 2007 to 21 Aug 2012)
- CF20 Significant Mgt (Settlements) (13 Mar 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.