Iain Paul Wallace

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Investments LLP

    FRN 527444

    • SMF4 Chief Risk (since 31 Oct 2024)
  • True Potential Wealth Management LLP

    FRN 529810

    • SMF4 Chief Risk (since 31 Oct 2024)
  • True Potential Administration LLP (no longer approved here)

    FRN 924423

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2024 to 14 Jan 2025)
    • SMF27 Partner (24 May 2024 to 31 Dec 2025)
    • SMF16 Compliance Oversight (24 May 2024 to 31 Dec 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • SMF4 Chief Risk (26 Sep 2023 to 17 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2024)
    • CF1 Director (28 Dec 2016 to 8 Dec 2019)
    • CF1 Director (AR) (19 Dec 2016 to 17 Apr 2024)
    • CF11 Money Laundering Reporting (21 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2016 to 8 Dec 2019)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF4 Chief Risk (26 Sep 2023 to 17 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2024)
    • CF1 Director (28 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2016 to 8 Dec 2019)
  • PMN Financial Management LLP (no longer approved here)

    FRN 829204

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 17 Apr 2024)
    • SMF16 Compliance Oversight (27 May 2022 to 17 Apr 2024)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (38)Employed By (9 Dec 2019 to 17 Apr 2024)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • CF10 Compliance Oversight (4 Sep 2013 to 18 Nov 2016)
    • CF11 Money Laundering Reporting (4 Sep 2013 to 18 Nov 2016)
  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF2 Non Executive Director (16 Mar 2011 to 7 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (38)Employed By at Place Campbell TrinityBridge Limited