PMN Financial Management LLP

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . CFSL Management Limited

  IRN XXC00018

  • SMF27 Partner (since 17 Aug 2022)
• . Close Asset Management Limited

  IRN XXC00017

  • SMF27 Partner (since 19 Aug 2022)
• Andrew Richard Walters

  IRN ARW00044

  • [FCA CF] Manager of certification employee (since 4 Nov 2025)
• Andrew Thomas

  IRN AXT01801

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jun 2024)
  • SMF16 Compliance Oversight (since 17 Jun 2024)
• Beatrice Rose Churchill

  IRN BXC00125

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
  • [FCA CF] Client dealing (since 17 Oct 2025)
• Benjamin Stephen Staniforth

  IRN BSS01069

  • [FCA CF] Manager of certification employee (since 4 Nov 2025)
• Gerard Hugh McCaffrey

  IRN GHM00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
• Iain Paul Wallace

  IRN IPW01012

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 17 Apr 2024)
  • SMF16 Compliance Oversight (27 May 2022 to 17 Apr 2024)
• Jack Lewis Drinkwater

  IRN JLD01113

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
• James Ballinger

  IRN JDB01262

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
  • [FCA CF] Manager of certification employee (since 16 Oct 2025)
  • [FCA CF] Client dealing (since 16 Oct 2025)

No changes recorded yet.