Date authorised
19 August 2019
Companies House
OC422866
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wigmore Yard
    42 Wigmore Street
    London
    W1U 2RY
    UNITED KINGDOM
    Phone
    +448005884064
  • Complaints Contact

    Wigmore Yard
    42 Wigmore Street
    London
    W1U 2RY
    UNITED KINGDOM
    Phone
    +448005884064

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael Norris

    IRN JMN01100

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 17 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
  • John Edmeads

    IRN JXE00108

    • SMF27 Partner (since 16 Dec 2024)
    • Responsible for Insurance Distribution (since 16 Dec 2024)
  • John Godding

    IRN JPG00001

    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
  • Jonathan Stuart Cook

    IRN JSC01131

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
  • Louise Lianne Bridget Wheadon

    IRN LLW01008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
    • [FCA CF] Client dealing (since 21 Jan 2026)
  • Marcelo Rodrigues

    IRN MXR18851

    • [FCA CF] Manager of certification employee (since 4 Nov 2025)
  • Mark Anthony Slack

    IRN MAS00047

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
  • Mark Dipple

    IRN MJD00002

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
  • Martin Christopher Benedicto

    IRN MCB01153

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
    • [FCA CF] Client dealing (since 16 Oct 2025)
  • Martin Johnson

    IRN MAJ01092

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2026)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.