PMN Financial Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Wigmore Yard42 Wigmore StreetLondonW1U 2RYUNITED KINGDOM- Phone
- +448005884064
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Complaints Contact
Wigmore Yard42 Wigmore StreetLondonW1U 2RYUNITED KINGDOM- Phone
- +448005884064
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Michael Norris
IRN JMN01100
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 17 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
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John Edmeads
IRN JXE00108
- SMF27 Partner (since 16 Dec 2024)
- Responsible for Insurance Distribution (since 16 Dec 2024)
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John Godding
IRN JPG00001
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2023)
- SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
- CF4 Partner (19 Aug 2019 to 8 Dec 2019)
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Jonathan Stuart Cook
IRN JSC01131
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 27 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
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Louise Lianne Bridget Wheadon
IRN LLW01008
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
- [FCA CF] Client dealing (since 21 Jan 2026)
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Marcelo Rodrigues
IRN MXR18851
- [FCA CF] Manager of certification employee (since 4 Nov 2025)
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Mark Anthony Slack
IRN MAS00047
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 4 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
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Mark Dipple
IRN MJD00002
- [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
- CF4 Partner (19 Aug 2019 to 8 Dec 2019)
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Martin Christopher Benedicto
IRN MCB01153
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
- [FCA CF] Client dealing (since 16 Oct 2025)
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Martin Johnson
IRN MAJ01092
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2026)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.