PMN Financial Management LLP

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Heggie

  IRN MJH01583

  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
• Neil Benjamin Jones

  IRN NBJ00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
• Nicholas James Parker

  IRN NJP01155

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
  • [FCA CF] Client dealing (since 16 Oct 2025)
• Peter Neri

  IRN PMN00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jul 2021)
  • SMF27 Partner (9 Dec 2019 to 20 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • Responsible for Insurance Distribution (19 Aug 2019 to 29 Mar 2024)
  • CF4 Partner (19 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
• Ross Johnston

  IRN RXJ00193

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
• Ross Murray Brown

  IRN RXB00257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
• Simon John Knos Cull

  IRN SXC02065

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
• Stephen George Fairclough

  IRN SGF01041

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
• Thomas James Dipple

  IRN TJD01131

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2025)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (19 Aug 2019 to 8 Dec 2019)

No changes recorded yet.