Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
    • [FCA CF] Client dealing (since 4 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
    • [FCA CF] Client dealing (since 17 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 May 2022 to 16 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (17 Jan 2022 to 16 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.