Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 19 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2025)
    • CF1 Director (AR) (since 19 Nov 2025)
    • CF30 Customer (since 19 Nov 2025)
    • (2)Employed By (since 19 Nov 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 18 Dec 2025)
    • [FCA CF] Client dealing (6 Oct 2021 to 18 Dec 2025)
  • PMN Financial Management LLP (no longer approved here)

    FRN 829204

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2025)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.